SMHCA provides clients with discretionary wealth management services including under SMH Capital Investments LLC (“SMHCI”), an affiliated broker-dealer, wholly owned by the Moyers Organization LLC, since July 31, 2018.
SMHCA does not serve as the custodian of any client assets. All assets are held at Wells Fargo First Clearing Services.*
For your convenience, potential clients who would like to access SMHCA strategies directly and without the use of a third-party advisor or platform, the SMH Capital Investments Program (SMHCI Program) wrap program is available.
IMPORTANT: Clients wishing to participate in the SMHCI Program must utilize the custody and clearing services of Wells Fargo Clearing Services, LLC, (WFCS) formerly known as First Clearing, LLC and enter into an SMHCI Program Agreement with SMHCA. The minimum investment required to establish a program account varies depending on the strategy selected. Clients should refer to the SMHCI Program Agreement for specific minimum investment information. SMHCA may, in its sole discretion, waive minimum account size requirements.
All clients whose accounts are managed within the SMHCI Program will receive a separate wrap fee brochure which discusses the specific terms and conditions of participation. When offering services in conjunction with the SMHCI Program, SMHCA will not receive any portion of any transaction fees received by its affiliated broker-dealer, SMH Capital Investments LLC.
*Before making any investment decision, please feel free to contact us at 1-817-569-7000 or lhaley@smhca.com and request additional information on SMHCI or SMHCA’s products or ask any questions you may have. Additional materials for all SMHCA products are available upon request or by visiting www.smhca.com
Hybrid long-term care insurance policies, also known as asset-based plans, combine the benefit of a life insurance policy or an annuity with the availability of long-term care benefits.